HomeMy WebLinkAboutItem 4C: Resolution Authorizing Issuance of Parks, Athletic Fields and Open Space Bonds
ECC
UGENE ITY OUNCIL
AIS
GENDA TEM UMMARY
Adoption of Resolution 4898 Authorizing Issuance of Parks, Athletic Fields
and Preservation of Open Space Bonds
Meeting Date: January 8, 2007 Agenda Item Number: 4C
Department: Central Services Staff Contact: Sue Cutsogeorge
www.eugene-or.gov Contact Telephone Number: 682-5589
ISSUE STATEMENT
The City Council is asked to authorize issuance of the $27,490,000 of General Obligation Parks,
Athletic Fields and Preservation of Open Space Bonds approved by voters in the November 2006
election.
BACKGROUND
The City Council placed a $27,490,000 General Obligation Bond measure on the November 2006 ballot
to fund parks, athletic fields and open space projects. Voters approved the measure by a margin of 59%
to 41%. The measure included the following projects:
Purchasing land for neighborhood and community parks in the Bethel, River Road/Santa Clara,
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south Eugene, Willakenzie and Willow Creek areas.
Purchasing land to expand Amazon Park and parkland in front of the Shelton-McMurphey-
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Johnson House.
Expanding and constructing park facilities at Golden Gardens Park.
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Purchasing land for the preservation of natural open spaces near the Ridgeline Trail, the
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Willamette River and Gillespie Butte.
Developing a West Eugene Wetlands Education Center in partnership with other federal and
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local agencies.
Refurbishing existing synthetic-surface ball fields, and developing new fields and related
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facilities (such as restrooms, lights and bleachers), in partnership with the Eugene 4J and Bethel
school districts.
Staff has begun work with the City’s bond counsel and financial advisor to develop a plan for issuance
of the bonds for these projects. The goals of the issuance plan are to: 1) ensure that the City has
sufficient funds on hand to accomplish the projects and make the property purchases when it is most
advantageous to do so; 2) comply with all federal and state laws regarding issuance of tax-exempt
bonds; and 3) minimize the out-of-pocket costs and staff time required to accomplish these goals.
This bond measure is different from other City measures in the recent past because approximately two-
thirds of the bond proceeds are programmed to be used for acquisition of property. Due to the many
factors involved in the acquisition process, it is difficult to know exactly when a particular property
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acquisition might occur. The IRS requires tax-exempt bond issuers to meet several tests, such as that
the issuer has a “reasonable expectation” that 5% of the bond proceeds will be spent within six months,
and that the issuer believes they can spend 85% of the bond proceeds within three years. Because of the
heavy emphasis on property acquisition in this measure, there is significant uncertainty about when the
bond proceeds will be spent. On the other hand, staff must be certain that the funds will be available
when the acquisitions are made. In addition, bond counsel advises that property acquisitions can
sometimes contain terms that would make those acquisitions ineligible for tax-exempt financing.
For the reasons stated above, bond counsel has recommended that the City develop a flexible issuance
plan that would include the ability to issue short-term debt or long-term debt. One approach would be
that the funds could be borrowed in a manner similar to a line of credit. The City could repay the short-
term debt either through a property tax levy, or by refunding it with long-term debt. Issuance of short-
term debt would not carry the same IRS requirements about the rate of spending. In addition, bond
counsel has recommended that the City have the ability to issue taxable debt, if that is required by the
terms of any of the property acquisitions.
City staff is continuing to work with its bond counsel and financial advisor to develop the issuance plan.
The attached resolution would allow the City the flexibility to issue short- or long-term debt, and to
issue taxable or tax-exempt debt, as appropriate according to IRS tax laws. The resolution also allows
the City Manager to issue the debt as needed to fund the projects, without further council authorization.
Staff would, however, notify the council through a Council Newsletter item when any debt is issued
under the authorization.
In the materials presented to voters for the bond measure, it was estimated that the average tax rate over
the life of the bonds would be about $0.15 per $1,000 of assessed value. In developing a bond issuance
plan, staff will attempt to keep the average tax rate at or below the level estimated in the bond measure
materials.
Oregon law does not require the council to authorize spending authority for the proceeds of a General
Obligation Bond issue if the proceeds are spent in the same fiscal year as the bond election. Therefore,
staff will not bring an FY07 supplemental budget to council for this item. The FY08 budget may
include additional spending of bond proceeds, depending on the issuance strategy that is ultimately
developed with the City’s bond counsel and financial advisor.
RELATED CITY POLICIES
The Budget Committee approved a set of debt issuance guidelines in February 2004. Those guidelines
limit the amount of net direct debt outstanding to 1% of the City’s real market value. Issuance of the
Parks, Athletic Fields and Open Space Bonds for $27,490,000 would not cause the City to violate this
policy, as there is sufficient room under the debt limit for this purpose.
The debt issuance guidelines state that voter-approved General Obligation bonds will be sold by
competitive bid. Those policies assumed that General Obligation bonds would always be sold as long-
term debt, and did not foresee a situation like the current one where a short-term, line of credit-type of
debt instrument might be needed in order to meet IRS rules for tax-exempt financing. A line of credit
cannot be sold by competitive bid. Therefore, approval of the attached resolution will mean that council
is granting an exception to the policy of requiring a competitive bid for these Parks, Athletic Fields and
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Preservation of Open Space Bonds. If a line of credit-type of debt instrument is used as part of the debt
issuance plan, staff will use a competitive process to choose a bank to provide the line of credit. The
City uses a line of credit to fund some of its assessment projects during the construction period, and a
competitive process was used to choose the line of credit provider in that instance.
COUNCIL OPTIONS
The council may approve the authorization as presented or request changes in the authorization. If
changes are requested in the authorization, staff would need to return to the council at a later date with
the bond issuance resolution, after consultation with bond counsel.
CITY MANAGER’S RECOMMENDATION
The City Manager recommends adoption of the resolution.
SUGGESTED MOTION
Move to adopt Resolution 4898 authorizing issuance of the Parks, Athletic Fields and Preservation of
Open Space Bonds.
ATTACHMENTS
A. Resolution
FOR MORE INFORMATION
Staff Contact: Sue Cutsogeorge, Financial Analysis Manager
Telephone: 682-5589
Staff E-Mail: Sue.L.Cutsogeorge@ci.eugene.or.us
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ATTACHMENT A
RESOLUTION NO.
A RESOLUTION AUTHORIZING THE SALE OF GENERAL
OBLIGATION BONDS FOR PARKS, ATHLETIC FIELDS AND
PRESERVATION OF OPEN SPACE.
The City Council of the City of Eugene, Oregon, finds as follows:
A. The voters of the City of Eugene (the “City”) authorized the City to issue $27,490,000
of general obligation bonds at the general election held on November 7, 2006, to finance parks,
athletic fields and preservation of open space as described in the ballot title for the measure.
B. It is now desirable to authorize the sale of the bonds that were approved by the voters
at the November 7, 2006 election in multiple series.
C. The City has appointed bond counsel pursuant to ORS 288.523.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of
Eugene, a municipal corporation of the State of Oregon, as follows:
Section 1.Bonds authorized.
The City hereby authorizes the issuance of not more than
$27,490,000 (Twenty-Seven Million Four Hundred Ninety Thousand Dollars) in aggregate prin-
cipal amount of general obligation bonds to finance the projects described in the ballot measure
for Parks, Athletic Fields and Preservation of Open Space submitted to the City’s voters at the
November 7, 2006 election and to pay costs of issuing the general obligation bonds (the “Pro-
ject”). The City also authorizes the issuance of general obligation bonds pursuant to ORS
288.592 or any replacement statute, to refund any general obligation bonds authorized by this
resolution. The general obligation bonds authorized by this resolution are herein referred to as the
“Bonds.”
Section 2.Delegation
. The City Manager or the person designated by the City Manager to act
on behalf of the City pursuant to this Resolution (the “City Official”) may, on behalf of the City
and without further action by the Council:
(1)Issue the Bonds in one or more series.
(2)Issue Bonds to provide interim financing for the Project, enter into lines of credit or
similar documents which permit the City to draw Bond proceeds over time, and issue
Bonds to refund the Bonds that provide interim financing for the Project.
(3)Participate in the preparation of, authorize the distribution of, and deem final any official
statement or other disclosure documents relating to each series of the Bonds.
(4)Establish the form, final principal amounts, maturity schedules, interest rates, sale prices
and discount, prepayment terms, payment terms and dates, and other terms of each series
of Bonds.
(5)Execute and deliver a bond declaration for each series of Bonds, specifying the terms
under which each series of Bonds are issued, and making covenants for the benefit of
Resolution - Page 1
Bondowners. The bond declarations may also contain covenants for the benefit of any
insurers of the Bonds.
(6)Publish a notice of sale, receive bids and award the sale of each series to the bidder
complying with the notice and offering the most favorable terms to the City, or select one
or more underwriters, commercial banks or other investors and negotiate the sale of any
series with those underwriters, commercial banks or investors.
(7)Undertake to provide continuing disclosure for each series of Bonds in accordance with
Rule 15c2-12 of the United States Securities and Exchange Commission.
(8)Apply for ratings for each series of Bonds, determine whether to purchase municipal bond
insurance or obtain other forms of credit enhancements for each series of Bonds, enter
into agreements with the providers of credit enhancement, and execute and deliver related
documents.
(9)Appoint a paying agent for the Bonds and negotiate the terms of and execute an
agreement with such paying agent.
(10)Determine whether each series of Bonds will bear interest that is excludable from gross
income under the Internal Revenue Code of 1986, as amended, or is includable in gross
income under that code. If a series bears interest that is excludable from gross income
under that code, the City Official may enter into covenants to maintain the excludability of
interest on that series of the Bonds from gross income.
(11)Execute and deliver each series of Bonds to their purchaser.
(12)Execute and deliver any agreements or certificates and take any other action in connection
with each series of Bonds which the City Official finds is desirable to permit the sale and
issuance of that series of Bonds in accordance with this Resolution.
Section 3.Security for Bonds.
The Bonds shall be general obligations of the City. The City
hereby pledges its full faith and credit to pay the Bonds, and the City covenants for the benefit of
the Bondowners that the City shall levy annually, as provided by law, in addition to its other ad
valorem property taxes and outside the limitations of Sections 11 and 11b of Article IX of the
Oregon Constitution, a direct ad valorem tax upon all of the taxable property within the City in
sufficient amount, after considering discounts taken and delinquencies that may occur in the
payment of such taxes, to pay the Bonds promptly as they mature.
Section 4.Duration.
The authority granted by this resolution shall remain in effect as long as
necessary to permit the sale, delivery, administration and payment of all Bonds authorized by this
resolution.
Section 5.Effective Date.
This resolution shall take effect immediately upon adoption.
The foregoing Resolution adopted by the City Council on the 8th day of January 2007.
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City Recorder
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