HomeMy WebLinkAboutResolution No. 4787
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COUNCIL RESOLUTION NO. 4787
A RESOLUTION OF THE CITY OF EUGENE, OREGON AUTHORIZING
THE ISSUANCE AND SALE OF THE CITY'S GENERAL OBLIGATION
PARKS AND OPEN SPACES BONDS IN A PRINCIPAL AMOUNT OF
NOT MORE THAN $6,305,000
PASSED: 8/0
REJECTED:
OPPOSED:
ABSENT:
CONSIDERED: March 8, 2004
EFFECTIVE: Immediately
RESOLUTION NO. 4787
A RESOLUTION OF THE CITY OF EUGENE, OREGON
AUTHORIZING THE ISSUANCE AND SALE OF THE
CITY'S GENERAL OBLIGATION PARKS AND OPEN
SPACES BONDS IN A PRINCIPAL AMOUNT OF NOT
MORE THAN $6,305,000.
The City Council of the City of Eugene, Oregon, finds as follows:
A. The voters of the City of Eugene (the "City") authorized the City to issue $25,305,000
of general obligation bonds (the "Authorization") at the general election held on November 3,
1998, to finance the purchase of parkland, the building of parks and youth sports fields and
replacement of Amazon Pool.
B. The City has previously issued its General Obligation Bonds, Series 1999 (Parks and
Open Spaces) in the principal amount of$19,000,000 on August 17, 1999 under the
Authorization.
C. It is now desirable to issue $6,305,000 of those bonds for the purposes approved by
the voters at the November 3, 1998 election.
D. The City has appointed bond counsel pursuant to ORS 288.523.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of
Eugene, a municipal corporation of the State of Oregon, as follows:
Section 1. Bonds authorized. The City Council of the City hereby authorizes the issuance, sale
and delivery of one or more series of its General Obligation Parks and Open Spaces Bonds (the
"Bonds") for the purposes described in the ballot measure submitted to the City's voters at the
November 3, 1998 election and to pay costs of issuing the Bonds. The principal amount of the
Bonds shall not exceed $6,305,000.
Section 2. Delegation.
If the City Manager or the person designated by the City Manager to act on behalf of the City
pursuant to this Resolution (the "City Official") determines to issue a series of Bonds, the City
Official is hereby authorized and directed, on behalf of the City and without further action by the
Council, to:
(I) Participate in the preparation of, authorize the distribution of, and deem final any official
statement or other disclosure documents relating to each series of the Bonds.
(2) Establish the final principal amounts, maturity schedules, interest rates, sale prices and
discount, prepayment terms, payment terms and dates, and other terms of each series of
Bonds.
Page 1 - Resolution
(3) Execute and deliver a bond declaration for each series of Bonds, specifying the terms
under which each series of Bonds are issued, and making covenants for the benefit of
Bondowners, including covenants to protect the tax-exempt status ofthe Bonds.
(4) Solicit competitive proposals for the purchase of any series of Bonds and award the sale
of that series to the proposer offering the most favorable terms to the City, or select one
or more underwriters, negotiate the terms of the sale of any series of Bonds, and sell that
series to those underwriters.
(5) Undertake to provide continuing disclosure for each series of Bonds in accordance with
Rule l5c2-l2 of the United States Securities and Exchange Commission.
(6) Apply for ratings for each series of Bonds, determine whether to purchase municipal bond
insurance or obtain other forms of credit enhancements for each series of Bonds, enter
into agreements with the providers of credit enhancement, and execute and deliver related
documents.
(7) Appoint a paying agent for the Bonds and negotiate the terms of and execute an
agreement with such paying agent.
(8) Execute and deliver each series of Bonds to their purchaser.
(9) Execute and deliver any agreements or certificates and take any other action in connection
with each series of Bonds which the City Official finds is desirable to permit the sale and
issuance of that series of Bonds in accordance with this Resolution.
Section 3. Security for Bonds. The Bonds shall be general obligations of the City. The City
hereby pledges its full faith and credit to pay the Bonds, and the City covenants for the benefit of
the Bondowners that the City shall levy annually, as provided by law, in addition to its other ad
valorem property taxes and outside the limitations of Sections 11 and 11 b of Article IX of the
Oregon Constitution, a direct ad valorem tax upon all of the taxable property within the City in
sufficient amount, after considering discounts taken and delinquencies that may occur in the
payment of such taxes, to pay the Bonds promptly as they mature.
Section 4. Tax-Exempt Status. The City covenants to use the proceeds of the Bonds and to
otherwise comply with the provisions of the Internal Revenue Code of 1986, as amended (the
"Code"), so that interest paid on the Bonds will not be includable in gross income of the
Bondowners. The City Official may enter into additional covenants on behalf of the City to
protect the tax-exempt status of the Bonds.
Section 5. Form and Execution. Each Bond shall be in substantially the form attached hereto
as Exhibit A, with such changes as may be approved by the City Official. The Bonds shall be
executed on behalf of the City with the facsimile or manual signatures of the City Official.
Section 6. Reimbursement. The regulations issued under Section 150 of the Code require that
an issuer of tax-exempt obligations declare its intention to use proceeds of tax-exempt
obligations to reimburse expenditures. The City Council hereby declares its intention to use
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Bond proceeds (or the proceeds of any interim financing) to reimburse the City for costs of the
Parks and Open Spaces which are eligible for financing with the Bonds. The City Council
hereby delegates to the City Official the authority to make future reimbursement declarations
under Section 150 of the Code and any successor provision.
Section 7. Effective Date. This resolution shall take effect immediately upon adoption.
The foregoing Resolution adopted this 8th day of March, 2004.
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City Recorder
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Exhibit A
Form of Bond
No. R-<<BondNumber>>
$ <<PrincipalAmtNumber>>
UNITED STATES OF AMERICA
STATE OF OREGON
COUNTY OF LANE
CITY OF EUGENE
GENERAL OBUGA TION PARKS AND OPEN SPACES BOND
SERIES 200
Dated Date:
Interest Rate Per Annum: <<CouponRate>>%
Maturity Date: _, <<MaturityYear>>
CUSIP Number: <<CUSIPNumbr>>
Registered Owner: -----Cede & Co.-----
Principal Amount: -----<<PrincipalAmtSpelled>> Dollars-----
The City of Eugene, Oregon (the "City"), for value received, acknowledges itself indebted and
hereby promises to pay to the Registered Owner hereof, or registered assigns, the Principal Amount indicated above
on the Maturity Date indicated above together with interest thereon from the date hereof at the Interest Rate Per
Annum indicated above, computed on the basis of a 360-day year of twelve 30-day months. Interest is payable
semiannually on the fIrst day of _ and the fIrst day of _ in each year until maturity or prior redemption,
commencing _' Payment of each installment of interest shall be made on the payment date to the Registered
Owner hereof whose name appears on the registration books of the City maintained by the City's paying agent and
registrar, which is currently _ (the "Registrar"), as the Registered Owners appear on the registration books as of
the close of business on the fIfteenth (15th) day of the calendar month immediately preceding the applicable interest
payment date. For so long as this Bond is subject to a book-entry-only system, principal and interest payments shall
be paid on each payment date to the nominee of the securities depository for the Bonds. On the date of issuance of
this Bond, the securities depository for the Bonds is The Depository Trust Company, New York, New York, and
Cede & Co. is the nominee of The Depository Trust Company. Such payments shall be made payable to the order of
"Cede & Co."
This bond is one of a duly authorized series of bonds aggregating $ in principal
amount designated as General Obligation Parks and Open Spaces Bonds, Series 200_ (the "Bonds"). The Bonds are
issued for the purpose of fInancing and related costs. The Bonds are issued under and
pursuant to Resolution No. of the City adopted on _ and a Bond Declaration executed pursuant to that
resolution (the "Declaration"). The Bonds are issued in full and strict accordance and compliance with all of the
provisions of the Constitution and Statutes of the State of Oregon and the Charter of the City.
The Bonds constitute valid and legally binding obligations of the City. The full faith and credit of
the City are pledged for the punctual payment of the principal of and interest on the Bonds. The City has pledged
and is obligated by law to provide for the levy and collection annually of ad valorem taxes without limitation as to
rate or amount on all taxable property within the boundaries of the City to pay the principal of and interest on the
Bonds. The Bonds do not constitute a debt or indebtedness of Lane County, the State of Oregon, or any political
subdivision thereof other than the City.
The rights and obligations of the City and the Registered Owners with respect to the Bonds are
subject to the terms of the Declaration dated _,2004.
Page 1 - (Exhibit A to Resolution)
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The Bonds are initially issued as a book-entry-only security issue with no certificates provided to
the beneficial owners. Records of ownership of beneficial interests in the Bonds will be maintained by The
Depository Trust Company and its participants.
Should the book-entry only security system be discontinued, the Bonds shall be issued in the form
of registered Bonds without coupons in denominations of$5,000 or any integral multiple thereof. Such Bonds may
be exchanged for Bonds of the same principal amount, interest rate and maturity date, but different authorized
denominations, as provided in the Declaration.
The Bonds shall mature and be subject to redemption as described in the Declaration and the Final
Official Statement for the Bonds which is dated , 2004.
Unless the book-entry-only system is discontinued, notice of any call for redemption shall be given
as required by the Blanket Issuer Letter of Representations to The Depository Trust Company, as referenced in the
Declaration. Interest on any Bond or Bonds so called for redemption shall cease on the redemption date designated
in the notice. The Registrar will notify The Depository Trust Company promptly of any Bonds called for redemption
not less than 30 days prior to the date fixed for redemption. If the book-entry-only system is discontinued, notice of
redemption shall be given by first-class mail, postage prepaid, not less than thirty days nor more than sixty days prior
to the date fixed for redemption to the registered owner of each Bond to be redeemed at the address shown on the
bond register; however, any failure to give notice shall not invalidate the redemption of the Bonds. All Bonds called
for redemption shall cease to bear interest from the date designated in the notice.
Any exchange or transfer of this Bond must be registered, as provided in the Declaration, upon the
bond register kept for that purpose by the Registrar. The exchange or transfer of this Bond may be registered only
by surrendering it, together with a written instrument of exchange or transfer which is satisfactory to the Registrar
and which is executed by the registered owner or duly authorized attorney. Upon registration, a new registered Bond
or Bonds, of the same series and maturity and in the same principal amount, shall be issued to the transferee as
provided in the Declaration. The City and the Registrar may treat the person in whose name this Bond is registered
on the bond register as its absolute owner for all purposes, as provided in the Declaration.
IT IS HEREBY CERTIFIED, RECITED, AND DECLARED that all conditions, acts, and things
required to exist, to happen, and to be performed precedent to and in the issuance of this Bond have existed, have
happened, and have been performed in due time, form, and manner as required by the Constitution and Statutes of
the State of Oregon and the Charter of the City; and that the issue of which this Bond is a part, and all other
obligations of the City, are within every debt limitation and other limit prescribed by such Constitution and Statutes
and City Charter; and that the City has covenanted to levy a tax upon all taxable property within the City in an
amount sufficient, with other available funds, to pay when due the interest on and the principal of the Bonds.
IN WITNESS WHEREOF, the Council of the City of Eugene, Oregon, has authorized this Bond to
be signed by facsimile signature of its City Official as of the _ day of_.
City of Eugene, Oregon
City Official
Page 2 - (Exhibit A to Resolution)
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THIS BOND SHALL NOT BE VALID UNLESS PROPERLY AUTHENTICATED BY THE
REGISTRAR IN THE SPACE INDICATED BELOW.
This Bond is one of a series of $ principal amount of City of Eugene, Oregon General
Obligation Parks and Open Spaces Bonds, Series 200_, issued pursuant to the Declaration described herein.
Date of authentication: _, 2004.
, as Registrar
Authorized Officer
ASSIGNMENT
FOR VALUE RECEIVED, the undersigned sells, assigns and transfers unto
(Please insert social security or other
identifying number of assignee)
this Bond and does hereby irrevocably constitute and appoint
attorney to transfer this Bond on the books kept for registration thereof with the full power of substitution in the premises.
Dated:
as
NOTICE: The signature to this assignment must correspond with the name of the registered owner as it appears upon the face of this Bond in
every particular, without alteration or enlargement or any change whatever.
NOTICE: Signature(s) must be guaranteed by a member of the New York
Stock Exchange or a commercial bank or trust company
Signature Guaranteed
(Bank, Trust Company or Brokerage Firm)
Authorized Officer
The following abbreviations, when used in the inscription on the face of this Bond, shall be construed as though they were
written out in full according to applicable laws or regulations.
TEN COM -- tenants in common
TEN ENT -- as tenants by the entireties
JT TEN -- as joint tenants with right of survivorship
and not as tenants in common
OREGON CUSTODIANS use the following
CUST UL OREG MIN
as custodian for (name of minor)
OR UNIF TRANS MIN ACT
under the Oregon Uniform Transfer to Minors Act
Additional abbreviations may also be used though not in the list above,
Page 3 - (Exhibit A to Resolution)
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